Tom Schoenberg
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Short Sellers Feel Heat After US Charges Andrew Left With Fraud
Trampled by markets and attacked by angry executives, short sellers now find themselves confronting their biggest worry yet: the US government.
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Short Sellers Feel Heat After US Charges Andrew Left With Fraud
Trampled by markets and attacked by angry executives, short sellers now find themselves confronting their biggest worry yet: the US government.
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US Accuses Famed Short-Seller Andrew Left Of Securities Fraud
The Securities and Exchange Commission sued short-seller Andrew Left and Citron Capital over stock trading related to social media posts and research reports.
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SEC Fines 16 Firms In Latest WhatsApp Probe Penalties
Sixteen financial firms agreed to pay more than $81 million in civil fines after a federal probe found their employees used personal text messages for business purposes.
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Binance and Its CEO Sued by CFTC Over US Regulatory Violations
The CFTC filed the lawsuit Monday in federal court in Chicago.
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How The US Toppled The World’s Most Powerful Gold Trader
JPMorgan’s former gold boss was convicted last week.
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JPMorgan Gold Desk Ripped Off Market for Years, Jurors Told
Smith, a lead gold trader, executed some 38,000 layering sequences over the years, or about 20 a day, prosecutors said in filings.
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U.S. Probes Binance Over Token That Is Now World’s Fifth Largest
Scrutiny of BNB’s beginnings may be a troubling development for Binance as it faces multiple investigations in Washington.
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Wall Street Isn’t Ready for the Crackdown Coming Its Way
Wall Street Isn’t Ready for the Crackdown Coming Its Way
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Two Former Archegos Employees Are Cooperating With Government Probes
Two Former Archegos Employees Are Cooperating With Government Probes
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Pelosi Adviser Is Among Biden’s Nominees for SEC Commissioner Slots
Pelosi Adviser Is Among Biden’s Nominees for SEC Commissioner Slots
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Hedge Fund With 45% Returns Drawn Into DOJ Probe of Short Sales
Moez Kassam's Anson Funds is among a small number of firms that have been subpoenaed directly in a sweeping U.S. DOJ inquiry.
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JPMorgan Queried by Key Democrats About ‘Robo-Signing’ Practices
JPMorgan Queried by Key Democrats About ‘Robo-Signing’ Practices
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Vast DOJ Probe Looks at Almost 30 Short-Selling Firms and Allies
Vast DOJ Probe Looks at Almost 30 Short-Selling Firms and Allies
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Credit Suisse Fined $9 Million by U.S. Regulator Over Research Report Conflicts
Credit Suisse Fined $9 Million by U.S. Regulator Over Research Report Conflicts
