Austin Weinstein
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Trump Media’s Accounting Firm Accused Of Fraud, Fined $14 Million
The Securities and Exchange Commission accused the auditor of Donald Trump’s social-media company of a “massive fraud” affecting more than 1,500 filings.
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Trump Media’s Accounting Firm Accused Of Fraud, Fined $14 Million
The Securities and Exchange Commission accused the auditor of Donald Trump’s social-media company of a “massive fraud” affecting more than 1,500 filings.
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Founder Used Burner Account To Boost Meme Stock Alfi, SEC Claims
Paul Pereira used an account on Stocktwits to mislead investors about the company’s financials, according to a SEC lawsuit.
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Founder Used Burner Account To Boost Meme Stock Alfi, SEC Claims
Paul Pereira used an account on Stocktwits to mislead investors about the company’s financials, according to a SEC lawsuit.
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Husband Snooping On Wife’s M&A Work Gets Insider Trading Charge
A Texas man made almost $2 million by illegally trading on his wife’s conversations with her BP Plc colleagues, according to the US Securities and Exchange Commission in its latest case about couples eavesdropping while working from home.
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Morgan Stanley Banker Lifted Hedge Fund From 'Kiddie Table' With Stock Tips
For years, hedge funds knew that one man at Morgan Stanley could make them millions.
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Morgan Stanley Banker Lifted Hedge Fund From 'Kiddie Table' With Stock Tips
For years, hedge funds knew that one man at Morgan Stanley could make them millions.
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SEC Touts $5 Billion In Penalties After Year Of Crypto Dragnet
The SEC said Tuesday that the total penalties it won between October 2022 and Sept. 30 was the second highest amount on record.
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SEC Touts $5 Billion In Penalties After Year Of Crypto Dragnet
The SEC said Tuesday that the total penalties it won between October 2022 and Sept. 30 was the second highest amount on record.
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US Calls For New Limits To Wall Street Bank Backstop After March Crisis
US officials will seek to limit some access to Federal Home Loan Banks after multiple failing lenders turned to the $1.3 trillion system in desperate bids to survive March’s banking crisis.
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US Calls For New Limits To Wall Street Bank Backstop After March Crisis
US officials will seek to limit some access to Federal Home Loan Banks after multiple failing lenders turned to the $1.3 trillion system in desperate bids to survive March’s banking crisis.
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SEC Seeks to Force Musk Testimony on Twitter Stock Purchases
The Wall Street regulator said on Thursday that Musk failed to appear to testify last month as requested.
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Wall Street Hit With Latest Wave Of Fines In SEC WhatsApp Probe
(Bloomberg) -- A fresh slate of Wall Street firms agreed to collectively pay tens of millions of dollars to US regulators over their employees’ use of unmonitored communication channels on the job.
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Citi to Pay $2 Million for Failing to Mail Disclosures, SEC Says
(Bloomberg) -- Citigroup Inc. will pay almost $2 million to settle a US regulator’s allegation that two of the bank’s brokerages recommended trades to customers without appropriately mailing disclosures to them.
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Ex-Goldman Associate Charged With Insider Trading
Federal prosecutors charged a former employee who worked at Goldman Sachs Group Inc. and Blackstone Inc. with securities fraud for allegedly tipping his friends to upcoming deals.
